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Client Associate

On-site Full-time

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Experience Level

Entry Level

Qualifications

Primary Qualifications:• Eager to grow within the Financial Services Industry – opportunity to complete the Securities Industry Essentials (SIE) and FINRA General Securities Representative (Series 7) Exam and Uniform Securities State Law Exam (Series 66 or Series 63/65).• High school diploma required; post-secondary education or equivalent work experience preferred.• Proficient in technology (Microsoft Word, Excel, Outlook) with a desire to learn and utilize innovative technologies to enhance the client experience.• Proven ability to foster client relationships, showcasing exceptional communication (both written and verbal) and problem-solving skills.• Strong attention to detail and accuracy, including the capability to perform semi-advanced mathematical tasks.• Ability to manage multiple priorities and demands in a fast-paced, deadline-oriented environment.

About the job

D. A. Davidson Companies is a distinguished independent, employee-owned financial services firm with a legacy of over 90 years. We are committed to upholding the highest standards of integrity and ethics, ensuring exceptional service delivery for our clients and fostering a collaborative workplace culture. Our dedication to enhancing financial well-being extends beyond our clients to our communities, as giving back is one of our core values. Discover more about our culture and community impact in our latest annual report.

We are currently seeking a highly motivated and detail-oriented Client Associate to join our Carlsbad, CA branch. In this pivotal team role, you will collaborate with Financial Professionals to deliver outstanding client service and support. This position presents a fantastic opportunity for career advancement within the financial services sector, set in a continually evolving and growth-oriented environment.

If you are passionate about providing an exceptional client experience, thrive in a collaborative team setting, and possess a keen eye for detail, we encourage you to apply!

About D.A. Davidson Companies

D. A. Davidson Companies is a reputable employee-owned financial services firm with a rich history and a commitment to integrity, excellence, and community engagement.

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