Compliance Assistant Manager

Established in 2011, Fasanara Capital is a leading global asset management firm and innovative technology platform overseeing approximately USD 5.7 billion in assets under management (AUM) as of December 31, 2025. We specialize in Fintech strategies for pension funds and insurance companies across Europe and North America. Our team of around 130 professional…

avomind connects decision-makers in private equity, consulting, corporate strategy, and investment management with industry experts and market insights. With offices in Europe, North America, and Asia, avomind supports consulting firms, investment funds, and multinational corporations across many industries. Role overview The Research Compliance Manager joins the global Legal and Compliance team, focusing on the Research business. Reporting to the Director of Research Compliance in London, this role works closely with Legal, Client Protection, Research, Product, and Engineering teams. Based in London, the position involves frequent collaboration with colleagues across nine offices worldwide. What you will do Develop and implement legal and compliance procedures to ensure research outputs comply with relevant laws and regulations. Design and execute strategies to monitor and review company research. Work with Research, Product, and Engineering teams to achieve shared objectives. Recruit, onboard, train, and manage a team of Research Compliance associates in London. Guide the team in reviewing and approving expert insights for compliance with laws and company policies. Collaborate with Product and Engineering to improve research delivery platforms and technologies. Create marketing materials to support and train the Research and Client Services teams. What avomind offers This position provides the opportunity to shape and grow the Research Compliance Team in a commercial environment. The role offers autonomy in daily operations and support to take initiative as the team develops.

Join Our Mission at FreetradeAt Freetrade, we are dedicated to transforming the way individuals invest. For too long, investing has been seen as a complex and costly endeavor, preventing many from maximizing their savings. We are committed to changing that narrative.We are expanding our team and seeking passionate individuals eager to redefine investment strategies for our customers. If you thrive on tackling intricate challenges and developing innovative solutions, you will find a welcoming environment here.2026 marks a significant milestone for us. Last year, we proudly announced our integration with the IG Group, enhancing our capabilities while maintaining our independence. This collaboration allows us to tap into the robust resources of an industry leader.As we embark on this journey, we are fast-tracking our development plans and enhancing our offerings, including new features like mutual funds, bonds, and family investment tools, while exploring AI to elevate customer experiences.We are currently seeking a Senior Compliance Manager to spearhead our Compliance program. In this pivotal role, you will identify and manage regulatory risks, providing strategic guidance to our business operations both proactively and reactively.Your Responsibilities:Lead the implementation of Freetrade’s Compliance program, delivering expert regulatory advice across the organization.Drive Compliance Advisory initiatives in collaboration with senior management, product teams, engineers, and operations personnel, offering practical advice on product development and regulatory changes.Engage with various teams at all levels to oversee and challenge business practices.Manage the Compliance review and controls testing processes.Guide and develop Compliance team members in the UK and Hungary, fostering their professional growth.Oversee the development and implementation of key Compliance policies, processes, and controls, and proactively identify enhancements.Contribute to the creation and presentation of internal and governance reports.Your Profile:Extensive experience in the financial services sector, ideally in compliance or regulatory roles.Strong problem-solving skills and the ability to provide constructive feedback.Excellent interpersonal and communication skills, with a focus on collaboration.Proven track record in managing compliance frameworks and risk assessment.

Join the Future of Finance with Light!At Light, we are on a mission to revolutionize the outdated ERP systems of the past with a cutting-edge software solution that feels dynamic and intuitive. Our Smart Financial Platform empowers global enterprises with automated accounting, real-time reporting, and the ability to manage financial flows at an unprecedented speed.We pride ourselves on our collaborative culture, rapid delivery, and meticulous attention to detail. In just a short period, Light has evolved from a concept to the essential operating core for prominent companies such as Lovable, Legora, and Keyshot. Our users don't just utilize Light—they revel in the experience.As a pioneering team, we are defining a new software category, bringing together engineers passionate about debits and credits, designers focused on reconciliation states, and operators treating finance as a product. If you are eager to modernize how money flows in the world—one innovative workflow at a time—you are in the right place.Supported by top-tier investors and guided by industry leaders, we are creating category-defining products with the autonomy to execute ambitious plans and take ownership of our results.Join us in making Light the global standard for next-gen finance.Your Role: Global Compliance ManagerAs the Global Compliance Manager, you will take charge of compliance execution at Light. Reporting to the Head of Finance & Core Operations, you will manage our SOC 1, SOC 2, and PCI compliance programs from start to finish, ensuring we remain audit-ready and that our controls function effectively in practice.This is a hands-on, operational role where you will coordinate audits, collaborate with DevSecOps and engineering teams on control implementation, track evidence and remediation efforts, and assist with customer and partner due diligence processes. Your mission is to make compliance straightforward, predictable, and scalable.Our Working EnvironmentUtilizing AWS infrastructure (EKS, RDS PostgreSQL, Lambda, ECR, S3, SES, Bedrock for AI/LLM)Kotlin backend with Gradle, Next.js frontend with TypeScriptEmploying GitHub Actions for CI/CD, Terraform for infrastructure management, Kubernetes using Tanka/JsonnetMonitoring with Datadog and CloudWatchA distributed team of 25 engineers scaling to 50+Your ResponsibilitiesManage compliance programs for SOC 1, SOC 2 (Type I & II), and PCI DSSPlan and oversee audits, including managing timelines and auditor relationshipsLead evidence collection, review, and submission processesTrack audit findings and ensure timely remediation in collaboration with engineeringFacilitate customer and partner due diligence processes

Primary Objective of the RoleThe Compliance & Risk Manager plays a vital role in supporting the Director responsible for Legal Risk & Compliance, enhancing CIFF’s commitment to a culture of compliance and effective risk management. This position ensures that all operations adhere to relevant legal, ethical, and regulatory standards while managing risk across the organization.This role emphasizes:1. Implementing CIFF’s compliance framework globally, focusing on areas such as anti-fraud, corruption, data protection, conflicts of interest, and modern slavery, with backing from local legal advisors.2. Assisting in the development and management of CIFF’s organizational risk management framework, ensuring that potential risks are identified, evaluated, and mitigated effectively.3. Evaluating compliance risks and addressing issues within CIFF’s programs, while also supporting the Director overseeing Safeguarding with compliance-related aspects.Key ResponsibilitiesCompliance Oversight and SupportLead the implementation and ongoing enhancement of CIFF’s compliance framework, policies, and procedures.Provide daily guidance to programme, operations, and country teams to uphold CIFF’s standards and regulatory obligations.Collaborate with the CIFF Legal Team and external lawyers to identify and navigate compliance matters in various jurisdictions.Partner with Directors managing Legal Risk & Compliance and Safeguarding to articulate CIFF’s compliance approach across its global operations.Support the management of compliance-related incidents within CIFF programs and advise on compliance obligations associated with these incidents.Ensure regular compliance and risk reports are prepared for the Executive Team and Board.Champion compliance awareness within CIFF through effective communication, guidance, and training.Identify and implement technology solutions to monitor and manage regulatory updates across key jurisdictions.Risk Management and GovernanceCollaboratively maintain CIFF’s organizational risk framework with the Director, Legal Risk & Compliance.Monitor and update risk mitigation strategies, escalating significant risks to the Director and Executive Team as necessary.Support the integration of compliance and risk management practices across all levels of the organization.

Ebury is looking for a Financial Crime Compliance Manager to join the London Victoria office. This hybrid role requires four days in the office and one day working from home each week. This position reports to the Group Compliance Director and focuses on shaping and maintaining Ebury’s global financial crime framework, covering areas such as anti-money laundering (AML), counter-terrorist financing (CTF), and anti-bribery and corruption (ABC). The role blends regulatory advisory, policy drafting, and strategic project management, with a strong focus on operational efficiency and the adoption of innovative solutions, including AI-driven controls. Role overview The Financial Crime Compliance Manager leads the ongoing development of Ebury’s financial crime program. This includes challenging existing processes, working with business units to simplify and automate controls, and providing regular assessments of the program’s effectiveness and direction. Key responsibilities Group Policy & Framework Drafting: Take primary responsibility for drafting comprehensive financial crime policies, standards, and frameworks. Ensure all documentation meets regulatory requirements and is consistent across jurisdictions, entities, and product lines. Framework Design & Evolution: Lead the design and continuous improvement of Ebury’s global financial crime program, building a foundation for effective risk management and compliance.

At Genius Sports, we are at the forefront of a revolutionary approach to sports technology, harnessing cutting-edge advancements and exceptional live data to enhance fan engagement globally. Our mission is to create experiences that are immersive, interactive, and tailored to individual preferences. Learn more at geniussports.com About the Role:The Corporate Compliance Manager will play a pivotal role in ensuring our operations align with regulatory standards and internal policies. You will lead compliance initiatives, assess risks, and develop strategies to enhance compliance across the organization.

At Ripple, we are revolutionizing the way value is transferred globally, akin to the speed of information today. Our ambitious initiatives in cryptocurrency aim to enhance the financial landscape for institutions, businesses, governments, and developers, fostering economic equity and expanding opportunities worldwide. Join us in doing meaningful work while developing your skills alongside a supportive team.If you're eager to make a significant impact and tap into remarkable career advancement prospects, we invite you to join us in creating genuine value.THE ROLE:Ripple is expanding its Regulatory Compliance team and is on the lookout for a seasoned Regulatory Compliance Manager to become part of our dynamic global team. This position offers a unique chance to assist in the daily functions of our Business Continuity Management Program, ensuring operational resilience. Your contributions will be pivotal in the successful implementation of our program.KEY RESPONSIBILITIES:Oversee the identification and management of Important and Critical Business Services.Maintain a thorough mapping of personnel, processes, technology, and data, proactively addressing Single Points of Failure and concentration risks within Ripple’s crucial ICT third-party service providers.Define and calibrate Impact Tolerances and Recovery Objectives, establishing measurable metrics to ensure Ripple remains compliant during disruptions.Facilitate a comprehensive testing program across global jurisdictions to validate effective recovery strategies.Lead the annual business impact analyses and risk assessments, ensuring timely completion and maintenance.Support Crisis Management and Business Resumption teams, prioritizing service delivery and adherence to regulatory notification timelines.Prepare high-quality reports, KPIs, and presentation materials for Board and Risk Committees, offering a transparent view of Ripple’s global resilience status.Collaborate with various stakeholders to ensure robust internal oversight and governance across Ripple’s regulated entities.Complete special assignments within other Regulatory Compliance program areas as required.

Role overview AlphaSights is hiring a Research Compliance Manager in London. This role focuses on upholding ethical standards across all research activities. The position centers on building and maintaining compliance frameworks that protect both client trust and the integrity of the company's work. What you will do Develop and implement compliance policies for research practices Conduct audits to assess adherence to internal and external standards Deliver training sessions to staff on compliance topics Impact Your work will help ensure AlphaSights' research meets ethical requirements and client expectations. The policies and training you provide will support a culture of accountability and transparency.

Role Overview NextEnergy Group is seeking a Senior Compliance and Legal Manager to strengthen our Compliance and Group Legal functions as we grow. Based in London, this role supports our global operations and investments by overseeing a broad range of regulatory, compliance, and risk matters across multiple jurisdictions. Attention to detail and a proactive approach are essential for success in this position. Main Responsibilities This role reports directly to the Chief Compliance and Legal Officer and is a key member of the Compliance team. Core duties include: Deputy to the CCLO: Step in for the Chief Compliance and Legal Officer as needed, managing compliance and legal projects. Responsibilities include data protection, cybersecurity, and ensuring regulatory obligations are met. Second Line of Defence: Oversee ESG reporting, including CSRD, CSDDD, and UK requirements. Manage the Risk Management Framework and improve record-keeping and reporting for internal committees. Financial Crime Advisory: Advise on financial crime risks such as Anti-Money Laundering and terrorist financing. Support Investment Teams with KYC/AML and audit requests, and provide guidance to control functions. Compliance Testing: Implement and monitor the team's control framework and compliance testing objectives. Carry out assessments of the US Compliance Programme as directed by the CCLO. Management Information: Help develop improved Management Information, ensuring thorough documentation and follow-up of all compliance activities. Location This position is based in London, England, United Kingdom.

Join Box as a Senior Compliance Manager and play a pivotal role in enhancing our certification portfolio across the EMEA region. You will leverage your auditing expertise and in-depth knowledge of information security to strategize, implement, and uphold existing and new compliance certifications. Collaborate with cross-functional teams, including engineering and product, to ensure our certifications meet the highest standards while driving continuous improvement and stakeholder engagement. Your communication skills will be essential as you articulate Box's compliance initiatives to both internal teams and external partners.

Role Overview Wise is hiring a Product Compliance & Risk Manager focused on the Middle East and Africa (MEA) region. This London-based role centers on making sure Wise products meet all relevant compliance standards and that risks tied to our operations are managed effectively. What You Will Do Work closely with teams across Wise to spot compliance needs for MEA products. Shape and implement risk management strategies that address local regulatory demands. Support product improvements so they align with evolving rules and standards in the region. Collaboration This position involves regular interaction with colleagues from different departments to keep Wise’s offerings compliant and resilient as regulations change.

We are seeking a dedicated and detail-oriented Security and Compliance Manager to join our team at Sierra in London. In this pivotal role, you will be responsible for overseeing and enhancing our security protocols and compliance initiatives to ensure the protection of our assets and adherence to regulatory standards. You will collaborate with various departments to implement best practices and foster a culture of security awareness throughout the organization.

Join Wise as a Senior Product Compliance Manager specializing in Pricing. In this pivotal role, you will oversee compliance strategies and ensure that our pricing models adhere to regulatory standards. You will collaborate with cross-functional teams to optimize pricing processes and enhance our product offerings. If you are passionate about compliance and have a keen eye for detail, we want to hear from you!

About CFGI:Founded in 2000 by a team of seasoned professionals from the Big 4, Corporate Finance Group, Inc. (CFGI) stands at the forefront of the industry, equipped to expertly navigate the intricate landscape of accounting, reporting, compliance, and tax. Our team comprises elite professionals with extensive public accounting backgrounds, allowing us to meet diverse client needs without the constraints of auditor independence. With a wealth of knowledge gained across various sectors, CFGI is adept at guiding organizations through both routine and intricate business scenarios. This partnership offers innovative solutions to tackle our clients' most pressing accounting, financial, and operational challenges.We pride ourselves on delivering a distinctive blend of integrity, adaptability, creative solutions, and profound tax expertise. Our clientele ranges from leading global public companies to privately held, early-stage, and venture-backed enterprises. At CFGI, we highly value a culture of continuous learning, encouraging collaboration and rewarding professional excellence. Role Overview: CFGI is on the lookout for an ambitious and proactive Tax Manager to join our UK tax team. This position presents an exceptional opportunity for an individual who is entrepreneurial and eager to redefine the standards within the UK tax services landscape.In this role, you will engage in all facets of UK corporate tax, encompassing reporting, compliance, governance, and advisory services. You will work closely with both our clients and senior members of the UK tax team to deliver these essential services. 1. Client Service Delivery a) Tax Reporting: Your responsibilities will include providing UK tax reporting services to our varied clientele, which includes: · Publicly listed companies in the UK.· US-based multinational corporations (including US-listed groups).· Privately owned and private equity-backed groups in the UK. The specific scope of tax reporting work will vary but typically includes:· Preparation of tax computations for UK entities...

Join OKX as the Director of Compliance for the EMEA region, where you will spearhead our compliance strategy across Europe. This role transcends traditional advisory responsibilities, empowering you to actively shape and enhance our compliance framework. You will lead a dynamic team of country heads and MLROs, fostering collaboration and operational excellence to ensure OKX meets the highest compliance standards while accelerating our business growth. Your strategic insights will help streamline our processes, reduce friction in compliance operations, and support our commitment to a transparent and secure digital asset landscape.

Join Wise as a Senior Product Compliance Manager specializing in KYC (Know Your Customer) and Onboarding. In this impactful role, you will ensure robust compliance frameworks and lead initiatives that enhance customer onboarding processes while aligning with regulatory standards.

Role overview Wrisk Limited is hiring a Director of Compliance based in Shoreditch, London. This position plays a key role in shaping how the company approaches compliance and upholds ethical standards. The Director will guide the organization in meeting regulatory requirements, overseeing compliance programs and policies, and working closely with colleagues to manage compliance risks effectively. Main responsibilities Lead compliance initiatives to ensure Wrisk Limited meets all relevant industry regulations. Collaborate with teams across the business to integrate compliance into everyday operations. Conduct risk assessments and audits, identifying and addressing any compliance gaps. Deliver training and ongoing support to employees on compliance matters. Monitor changes in regulations and advise the organization on necessary compliance updates.

Role Overview Wise is looking for a Senior Product Compliance Manager to guide compliance efforts for the WISE Platform in London. This position shapes compliance strategy and ensures products align with regulatory and industry requirements. What You Will Do Lead the development and execution of product compliance strategy for the WISE Platform. Work closely with teams across the business to spot compliance risks and address them with practical solutions. Help ensure Wise products meet all necessary regulatory and industry standards. Collaboration This role works with colleagues from multiple disciplines to support the platform’s overall success and maintain a strong compliance posture.

Join Fresha as the Head of Compliance, where you will lead our compliance efforts, ensuring adherence to legal and regulatory requirements. As a pivotal member of our leadership team, you will shape policies that support our growth while safeguarding our integrity. You will collaborate cross-functionally to promote a culture of compliance and ethical behavior throughout the company.