Regulatory Reporting Compliance Manager

Maven Securities Holding Ltd is a leading proprietary trading firm specializing in the allocation of internal capital across a variety of strategies, including discretionary, systematic, and market-making approaches. Our team comprises expert traders, engineers, and technologists, all committed to enhancing our efficiency as a top liquidity provider in the global derivatives market. We utilize advanced execution and pricing technologies to transform and refine the operation of financial markets. As we continue to expand our operations, we maintain the dynamic energy and innovative culture of a start-up while minimizing associated risks.Role OverviewPosition Overview: We are actively looking for an accomplished Compliance Manager (Regulatory Reporting) to become part of our London office. Reporting directly to the Head of European Compliance, you will assume a pivotal leadership role in ensuring precise, timely, and compliant regulatory reporting across various frameworks, including MiFID II/MiFIR (typically through Approved Reporting Mechanisms), EMIR, CAT, short/long transparency, and related regulations pertinent to UK and EU investment firms. You will champion the integrity of reporting processes, implement robust controls, manage reconciliation, and handle exceptions, collaborating closely with technology teams to facilitate the automation of reporting and management information production. As a key subject matter expert, you will possess the flexibility to adapt the scope of your role in line with evolving regulations and business requirements.

About AirwallexAirwallex stands as a pioneering unified payments and financial platform, specifically designed for global enterprises. Our unique blend of proprietary infrastructure and advanced software solutions empowers over 200,000 businesses globally, including notable names like Brex, Rippling, Navan, Qantas, and SHEIN. Through our comprehensive offerings, businesses can efficiently manage everything from accounts and payments to spend management and treasury operations, along with embedded finance capabilities on a global scale.Founded in Melbourne, Airwallex boasts a diverse team of over 2,000 exceptionally talented individuals spread across 26 global offices. With a valuation of US$8 billion and the support of prominent investors such as T. Rowe Price, Visa, Mastercard, Robinhood Ventures, Sequoia, Salesforce Ventures, DST Global, and Lone Pine Capital, we are at the forefront of developing the future of global financial services. If you are prepared to embark on the most ambitious endeavor of your career, we invite you to join our team.Attributes We ValueWe seek innovators with a builder's mindset, eager to make a real impact, accelerate their learning, and take ownership of their work. You possess deep expertise in your field, coupled with sharp analytical skills, and are driven by our mission and operating principles. You work swiftly with sound judgment, explore deeply with curiosity, and make decisions based on fundamental principles, balancing efficiency with thoroughness.Humility and collaboration are vital traits for us; we expect you to transform innovative ideas into tangible products and effectively drive projects from inception to completion. Utilizing AI to enhance your efficiency and expedite problem-solving is key. In this role, you will address intricate, high-profile challenges alongside an exceptional team and experience significant professional growth as we redefine global banking. If this resonates with you, let’s create the future together.Role SummaryYou will take charge of global regulatory reporting across all jurisdictions, ensuring submissions are accurate, timely, and comprehensive. You will lead the regulatory reporting function, spearhead enhancements to the automated reporting platform, uphold strong governance and internal controls, and act as the main liaison between Compliance/Legal, Operations, Finance, Risk, Data, Product, and Technology to guarantee data integrity and prepare for audits. Additionally, you will proactively monitor regulatory changes, evaluate their impact, and drive implementation to ensure our reporting processes and systems maintain compliance and scalability.

At Ripple, we are revolutionizing the way value is transferred globally, akin to the speed of information today. Our ambitious initiatives in cryptocurrency aim to enhance the financial landscape for institutions, businesses, governments, and developers, fostering economic equity and expanding opportunities worldwide. Join us in doing meaningful work while developing your skills alongside a supportive team.If you're eager to make a significant impact and tap into remarkable career advancement prospects, we invite you to join us in creating genuine value.THE ROLE:Ripple is expanding its Regulatory Compliance team and is on the lookout for a seasoned Regulatory Compliance Manager to become part of our dynamic global team. This position offers a unique chance to assist in the daily functions of our Business Continuity Management Program, ensuring operational resilience. Your contributions will be pivotal in the successful implementation of our program.KEY RESPONSIBILITIES:Oversee the identification and management of Important and Critical Business Services.Maintain a thorough mapping of personnel, processes, technology, and data, proactively addressing Single Points of Failure and concentration risks within Ripple’s crucial ICT third-party service providers.Define and calibrate Impact Tolerances and Recovery Objectives, establishing measurable metrics to ensure Ripple remains compliant during disruptions.Facilitate a comprehensive testing program across global jurisdictions to validate effective recovery strategies.Lead the annual business impact analyses and risk assessments, ensuring timely completion and maintenance.Support Crisis Management and Business Resumption teams, prioritizing service delivery and adherence to regulatory notification timelines.Prepare high-quality reports, KPIs, and presentation materials for Board and Risk Committees, offering a transparent view of Ripple’s global resilience status.Collaborate with various stakeholders to ensure robust internal oversight and governance across Ripple’s regulated entities.Complete special assignments within other Regulatory Compliance program areas as required.

At Kroo Bank, we are revolutionizing banking by prioritizing our customers, promoting responsible financial practices, and leveraging technology to simplify, enhance, and clarify everyday banking. As a fully regulated UK bank, we are backed by long-term investors, boasting a rapidly expanding customer base and ambitious goals. We operate with agility, careful consideration, and a commitment to high standards in product development, risk management, and employee welfare.Your Role and Responsibilities:As the Regulatory Reporting Manager, your primary responsibility will be ensuring the accuracy, completeness, and timeliness of prudential and regulatory reports in compliance with relevant regulations and supervisory expectations. You will be instrumental in interpreting and implementing capital and liquidity requirements, establishing a robust control framework, and developing scalable reporting processes tailored for a fast-growing challenger bank. Close collaboration with the Treasury team is essential to align capital and liquidity reporting with balance sheet activities and liquidity management. You will also be expected to contribute to broader capital and liquidity initiatives as necessary to meet business deadlines and priorities. Key responsibilities include:Overseeing the complete production, review, and submission of regulatory returns, ensuring accuracy and timeliness for both internal and external stakeholders.Managing the regulatory reporting calendar, clearly defining ownership of inputs, dependencies, review stages, and final approvals.Utilizing your expertise in capital and liquidity regulations to translate requirements into effective processes, controls, and documentation.Collaborating closely with Treasury on liquidity and balance sheet reporting, ensuring consistency in data, assumptions, and narratives across submissions.Conducting thorough reconciliations between regulatory reporting outputs and the general ledger, investigating discrepancies and documenting resolutions.Enhancing the regulatory reporting control framework, including interpretations, policies, review checklists, audit trails, and escalation protocols.Supporting regulatory compliance efforts by evaluating impacts of changes, updating methodologies, and implementing improvements as regulations evolve.Generating clear management information and insights for governance discussions, emphasizing key trends, judgments, risks, and actions.Addressing inquiries from internal stakeholders and external parties, including auditors and regulators, providing well-supported explanations and analyses.Participating in broader capital and liquidity activities as needed, including internal analyses, governance documentation, and cross-functional contributions during peak periods.

About CFGI:Founded in 2000 by a team of seasoned professionals from the Big 4, Corporate Finance Group, Inc. (CFGI) stands at the forefront of the industry, equipped to expertly navigate the intricate landscape of accounting, reporting, compliance, and tax. Our team comprises elite professionals with extensive public accounting backgrounds, allowing us to meet diverse client needs without the constraints of auditor independence. With a wealth of knowledge gained across various sectors, CFGI is adept at guiding organizations through both routine and intricate business scenarios. This partnership offers innovative solutions to tackle our clients' most pressing accounting, financial, and operational challenges.We pride ourselves on delivering a distinctive blend of integrity, adaptability, creative solutions, and profound tax expertise. Our clientele ranges from leading global public companies to privately held, early-stage, and venture-backed enterprises. At CFGI, we highly value a culture of continuous learning, encouraging collaboration and rewarding professional excellence. Role Overview: CFGI is on the lookout for an ambitious and proactive Tax Manager to join our UK tax team. This position presents an exceptional opportunity for an individual who is entrepreneurial and eager to redefine the standards within the UK tax services landscape.In this role, you will engage in all facets of UK corporate tax, encompassing reporting, compliance, governance, and advisory services. You will work closely with both our clients and senior members of the UK tax team to deliver these essential services. 1. Client Service Delivery a) Tax Reporting: Your responsibilities will include providing UK tax reporting services to our varied clientele, which includes: · Publicly listed companies in the UK.· US-based multinational corporations (including US-listed groups).· Privately owned and private equity-backed groups in the UK. The specific scope of tax reporting work will vary but typically includes:· Preparation of tax computations for UK entities...

About Man GroupMan Group is a leading global alternative investment management firm dedicated to delivering superior returns for sophisticated clients through our diverse Systematic, Discretionary, and Solutions offerings. With a strong emphasis on leveraging talent and cutting-edge technology, our investment strategies encompass both single and multi-manager approaches, underpinned by extensive research across public and private markets and all major asset classes, particularly in alternatives. We pride ourselves on building deep partnerships with clients to create customized solutions tailored to their investment aspirations and those of the millions of retirees and savers they represent.Headquartered in London, we manage an impressive portfolio of $227.6 billion* and maintain offices worldwide. Man Group plc is publicly traded on the London Stock Exchange under the ticker EMG.LN and is a member of the FTSE 250 Index. More details can be found at www.man.com.* As of 31 December 2025Role Overview:This role, situated within Man Group’s Finance department, reports to the Head of Financial and Regulatory Reporting. Key responsibilities include the calculation, review, and monitoring of regulatory capital and liquidity requirements, alongside regulatory returns; overseeing guarantees and commitments; and assisting with technical accounting evaluations, including new lease arrangements. This position also allows for engagement in financial accounting and group reporting analysis and deliverables as needed. Please note this is a 6-month fixed-term contract (FTC).

Join IQEQ, a leader in regulatory compliance, as a Regulatory Compliance Consultant. This is a fantastic opportunity for individuals looking to advance their careers in a dynamic environment.As a Compliance Consultant, you will be pivotal in helping our clients meet their regulatory obligations and navigate the complexities of compliance frameworks. You will work closely with our Client Services department to deliver tailored solutions that align with our clients' needs.

At AlixPartners, we tackle the most intricate and pressing challenges by swiftly transitioning from analysis to actionable solutions when it truly matters; generating value that leaves a lasting mark on corporations, their workforce, and the communities they engage with. Our commitment to understanding, respecting, and honoring the diverse needs of our employees, clients, and communities fosters an inclusive environment. We firmly believe in the enriching impact of diversity on our experiences and are dedicated to the continuous improvement of our initiatives, policies, and practices. We hold ourselves accountable by providing a platform for authenticity, growth, and equity for all. Embracing a hybrid work model, AlixPartners offers flexibility to support our employees' work-life balance. Our approach combines a blend of in-person work (either at client sites or AlixPartners offices) and remote work. While travel is a component of this role, its frequency will vary based on client needs, team dynamics, and individual situations.

Role Overview Capco is hiring a Managing Principal (Director) to lead Trade & Transaction Reporting within the FRRF practice, based in London. This position focuses on driving regulatory reporting transformation for global financial institutions. The role calls for a blend of strategic vision, deep regulatory knowledge, and hands-on experience managing complex, cross-border reporting programs. What You Will Do Direct regulatory reporting transformation programs spanning multiple international jurisdictions. Guide the implementation, remediation, and optimization of reporting controls in line with key regulations, including EMIR Refit, MiFIR, SFTR, HKMA, MAS, and CFTC. Design, assess, and improve data flows, reconciliations, and reporting system architectures. Advise on platform rollouts and regulatory technology solutions to strengthen compliance and reporting performance. Oversee operating model changes and promote cost-efficiency across reporting frameworks. Key Regulations and Areas of Focus EMIR MiFIR SFTR CFTC HKMA MAS This is a senior leadership role for those with a record of managing regulatory change and optimizing reporting processes in the financial sector.

Role Overview Capco is seeking a Principal Consultant (Senior Manager) specializing in Trade & Transaction Reporting. This hybrid position is based in London or Edinburgh. The role centers on shaping and delivering regulatory reporting solutions for financial institutions navigating complex global requirements. Main Responsibilities Lead regulatory reporting transformation programs across multiple regions. Guide implementation, remediation, and control improvements in line with EMIR Refit, MiFIR, SFTR, HKMA, MAS, and CFTC regulations. Assess and refine data flows, reconciliations, and reporting system architectures. Advise on platform rollouts and regulatory technology tools to strengthen compliance and reporting outcomes. Support enhancements to operating models and drive efficiency in post-trade processes. Location and Work Arrangement This role offers a hybrid work setup, with time split between home and Capco’s London or Edinburgh offices.

At Suade, our remarkable journey is fueled by determination and our innovative technology that is paving the way for the future of RegTech. The RegTech team is pivotal to our product development and essential for our sustained business growth.In your role as a Senior Regulatory Reporting Specialist, you will leverage your extensive regulatory reporting experience to spearhead the design, development, and enhancement of our reporting portfolio, collaborating closely with our product team.Suade is proud to be an equal opportunity employer. We celebrate diversity and are committed to creating an inclusive environment for all qualified applicants without bias.Key Responsibilities: Lead a range of client-facing implementation projects, defining business requirements (including new products and regulations) and assisting clients with data mapping to the FIRE data schema. Manage and mentor a team of graduate Business Analysts. Act as the subject matter expert for a specific family of regulatory reports, staying informed on regulatory changes and collaborating with clients and industry experts. Provide expert guidance in the creation and updates of regulatory returns in partnership with our Lead Engineers. Support the Customer Success team by addressing client queries in business-as-usual conditions. Enhance and develop documentation and training materials for clients and internal stakeholders. Elevate Suade’s visibility in the regulatory landscape, collaborating with our Sales and Marketing teams for presentations and events that require regulatory knowledge.

About Clear Street:Clear Street is dedicated to democratizing access to every asset across various markets through a unified platform engineered for speed, transparency, and scalability. We equip our clients with cutting-edge technology and services previously exclusive to the largest financial institutions, all built on modern infrastructure. Our comprehensive, cloud-native capital markets platform not only supports investor growth today but also revolutionizes market interactions for tomorrow.For further details, visit https://clearstreet.io. The Team:The Regulatory Reporting Engineering team at Clear Street is a dedicated group with significant responsibilities. We collaborate closely with stakeholders to ensure timely compliance with financial and regulatory obligations, striving to streamline their processes through innovative, automated solutions. As Clear Street expands into new product lines and regions, every team member has the opportunity to make a substantial impact. Join us to contribute meaningfully, collaborate with skilled professionals, and work with state-of-the-art technology to enhance operational excellence. The Role:As the Lead Software Engineer on the Regulatory Reporting Engineering team, you will be crucial in automating our Compliance & Finance regulatory processes. Utilizing your analytical abilities, you will develop solutions that process extensive data sets from our data warehouse to produce accurate, comprehensive reports, including reconciliation processes.You will work alongside key stakeholders from Compliance, Finance, and Treasury to grasp regulatory and financial requirements, translating them into clean designs and scalable solutions. As the technical lead for the team, you will provide guidance, prioritize tasks, engage in hands-on design and development, conduct code reviews, and evolve our technical standards and best practices. Tech Stack: Python, SQL, Snowflake, Retool, Docker, Kubernetes...

At Suade, our triumph stems from resilience, innovation, and our remarkable ability to engineer groundbreaking technology that shapes the future of RegTech. The Regulatory Product team is at the heart of our platform and is pivotal to the ongoing expansion of our business.In this dynamic role within the Regulatory Product team, you will engage directly with regulatory solutions, deploying Suade’s products for clients while actively participating in regulatory change initiatives. This position is perfectly suited for recent graduates eager to cultivate specialized knowledge in regulatory reporting, RegTech products, and financial regulations within a rapidly expanding tech company.You will collaborate closely with clients, product managers, and engineers to deliver regulatory reporting solutions, ensuring our product remains accurate, relevant, and compliant as regulations change.

Join G MASS as we collaborate with a leading investment bank to recruit a seasoned Regulatory Reporting Lead specializing in MiFID II and EMIR implementation. This pivotal role will allow you to shape the regulatory reporting landscape from the ground up, working intimately with senior stakeholders, including SMF-level leaders, to create and execute a resilient and scalable regulatory reporting framework.The ideal candidate will possess extensive experience in regulatory reporting architecture, operations models, and control mechanisms, contributing to the establishment of industry best practices within a dynamic and growth-focused setting.

As a Regulatory Compliance Associate in the 2nd Line of Defense, you will conduct a thorough gap analysis to identify regulatory compliance requirements in relation to current business processes prior to business integration.Key Responsibilities:· Facilitate the implementation of compliance measures across the organization to ensure a seamless transition while adhering to regulatory guidelines and maintaining the integrity of local business authorities and codes.· Conduct post-implementation reviews, control design assessments, and effectiveness testing.· Implement and integrate upcoming regulatory legislation, guidelines, best practices, and local codes of conduct.· Engage with regulatory bodies and authorities for necessary notifications and approvals prior to transactions, ensuring compliance with data requirements and system access.· Update and maintain compliance frameworks, policies, procedures, monitoring systems, and manage regulatory change and horizon scanning.· Provide necessary training to stakeholders, ensuring compliance and adapting content to various audiences.· Confirm roles, responsibilities, ownership of activities, data requirements, and system access/migration.

G MASS is actively contributing to a pioneering UK regulatory initiative aimed at enhancing PRA/FCA third-party registers and incident reporting, a crucial outcome of the ongoing consultation phase. This program incorporates essential elements of DORA and contextualizes them within the UK regulatory framework, necessitating robust expertise in Operational Resilience and practical experience in implementing third-party risk and register systems.The ideal candidate will navigate the intersection of program delivery and in-depth regulatory analysis. This role is tailored for a seasoned Project Manager/Business Analyst who can independently influence delivery as policy specifications evolve, while providing clarity in an environment where regulatory directives are still being finalized.The consultant will report directly to senior leadership in delivery, collaborating closely with directors and analysts involved in the program. This position offers significant visibility across Operational Resilience, Risk, Compliance, and Technology teams, with adaptations occurring as regulatory alignment between the PRA and FCA becomes clearer in 2026.

At AlixPartners, we tackle the most intricate and pressing challenges by swiftly transitioning from analysis to action when it matters most. Our objective is to create enduring value for companies, their employees, and the communities they engage with. We prioritize understanding, respecting, and fulfilling the diverse needs of our employees, clients, and communities, actively fostering an inclusive environment. We firmly believe in the advantages that diversity brings to our experiences and are devoted to the continual improvement of our initiatives, policies, and practices. We hold ourselves accountable by nurturing an atmosphere of authenticity, growth, and equity for all.AlixPartners has adopted a hybrid work model to provide the flexibility necessary for our employees' work-life balance. This model incorporates a combination of in-person engagements (either at client sites or AlixPartners offices) and remote work. Travel is an integral part of this position, with frequency varying based on client demands, team dynamics, and individual situations.

Primary Objective of the RoleThe Compliance & Risk Manager plays a vital role in supporting the Director responsible for Legal Risk & Compliance, enhancing CIFF’s commitment to a culture of compliance and effective risk management. This position ensures that all operations adhere to relevant legal, ethical, and regulatory standards while managing risk across the organization.This role emphasizes:1. Implementing CIFF’s compliance framework globally, focusing on areas such as anti-fraud, corruption, data protection, conflicts of interest, and modern slavery, with backing from local legal advisors.2. Assisting in the development and management of CIFF’s organizational risk management framework, ensuring that potential risks are identified, evaluated, and mitigated effectively.3. Evaluating compliance risks and addressing issues within CIFF’s programs, while also supporting the Director overseeing Safeguarding with compliance-related aspects.Key ResponsibilitiesCompliance Oversight and SupportLead the implementation and ongoing enhancement of CIFF’s compliance framework, policies, and procedures.Provide daily guidance to programme, operations, and country teams to uphold CIFF’s standards and regulatory obligations.Collaborate with the CIFF Legal Team and external lawyers to identify and navigate compliance matters in various jurisdictions.Partner with Directors managing Legal Risk & Compliance and Safeguarding to articulate CIFF’s compliance approach across its global operations.Support the management of compliance-related incidents within CIFF programs and advise on compliance obligations associated with these incidents.Ensure regular compliance and risk reports are prepared for the Executive Team and Board.Champion compliance awareness within CIFF through effective communication, guidance, and training.Identify and implement technology solutions to monitor and manage regulatory updates across key jurisdictions.Risk Management and GovernanceCollaboratively maintain CIFF’s organizational risk framework with the Director, Legal Risk & Compliance.Monitor and update risk mitigation strategies, escalating significant risks to the Director and Executive Team as necessary.Support the integration of compliance and risk management practices across all levels of the organization.

Role Overview NextEnergy Group is seeking a Senior Compliance and Legal Manager to strengthen our Compliance and Group Legal functions as we grow. Based in London, this role supports our global operations and investments by overseeing a broad range of regulatory, compliance, and risk matters across multiple jurisdictions. Attention to detail and a proactive approach are essential for success in this position. Main Responsibilities This role reports directly to the Chief Compliance and Legal Officer and is a key member of the Compliance team. Core duties include: Deputy to the CCLO: Step in for the Chief Compliance and Legal Officer as needed, managing compliance and legal projects. Responsibilities include data protection, cybersecurity, and ensuring regulatory obligations are met. Second Line of Defence: Oversee ESG reporting, including CSRD, CSDDD, and UK requirements. Manage the Risk Management Framework and improve record-keeping and reporting for internal committees. Financial Crime Advisory: Advise on financial crime risks such as Anti-Money Laundering and terrorist financing. Support Investment Teams with KYC/AML and audit requests, and provide guidance to control functions. Compliance Testing: Implement and monitor the team's control framework and compliance testing objectives. Carry out assessments of the US Compliance Programme as directed by the CCLO. Management Information: Help develop improved Management Information, ensuring thorough documentation and follow-up of all compliance activities. Location This position is based in London, England, United Kingdom.

Join wise as a Senior Regulatory Oversight Manager in our Advisory team, where you will play a pivotal role in ensuring compliance and effective governance across our operations. As a key leader, you will oversee regulatory activities, drive strategic initiatives, and collaborate with cross-functional teams to maintain high standards of regulatory adherence.