About the job
Junior Margin and Risk Analyst
Experience Required: 3-5 Years
Location: New York / Remote
Reporting To: Chief Risk Officer
Overview:
We are looking for a motivated Junior Margin and Risk Analyst to join our dynamic team. In this vital role, you will actively monitor client risk exposure and manage margin requirements. The successful candidate will demonstrate 3-5 years of relevant experience in risk review and margin processing within the securities sector. This position provides a fantastic opportunity to collaborate closely with our operations and settlement teams while enhancing your skills in regulatory compliance and risk management at our clearing firm.
Key Responsibilities:
- Carry out daily risk monitoring, including real-time analysis during trading hours.
- Assess client positions and account activities to detect potential risk exposures and margin shortfalls.
- Process and manage margin calls, calculating and confirming requirements while liaising with clients and internal teams for prompt resolution.
- Ensure adherence to relevant margin rules and regulations, including Regulation T and exchange standards.
- Conduct compliance reviews and prepare reports.
- Support quantitative risk assessments for various projects and client onboarding.
- Manage exceptions and escalate issues as needed.
- Collaborate with operations and settlement teams to facilitate trade processing, account maintenance, and clearing firm functions.
- Maintain thorough documentation and reporting of margin activities and risk metrics.
