Compliance Analyst

Company OverviewInteractive Brokers Group, Inc. (Nasdaq: IBKR) is a leading global financial services firm headquartered in Greenwich, CT, USA, with a presence in over 15 countries. With more than four decades of experience, we are recognized for our innovative financial solutions and unwavering commitment to our clients.Our affiliates offer round-the-clock …

LGC Group is seeking a Compliance Specialist based in Shanghai. This position supports company operations by helping ensure all activities meet legal requirements and follow internal guidelines. Role overview The Compliance Specialist works with teams across the organization to spot potential compliance concerns. This includes reviewing processes, identifying gaps, and recommending improvements where needed. Key responsibilities Monitor business practices to confirm alignment with legal regulations and company policies Work with different departments to address compliance issues as they arise Help implement corrective actions and track their effectiveness Support the ongoing development and maintenance of the compliance program Collaboration This role involves frequent interaction with colleagues from various functions to promote a culture of compliance and support continuous improvement.

Join Adyen as a Compliance Advisory Officer, where you will play a pivotal role in ensuring our operations adhere to regulatory standards and internal policies. Your insights will help shape our compliance strategies while fostering a culture of integrity and transparency.

Overview: The Compliance Department at Guidepoint is a dynamic and collaborative team that plays a pivotal role in supporting the company's global operations. Our mission is to identify and mitigate risks while advising internal stakeholders on new business initiatives and modifications to existing products. We also conduct compliance training for our employees. These initiatives have established a leading compliance framework, and we welcome passionate professionals to join our team and thrive in this stimulating environment. Guidepoint is on the lookout for a skilled Compliance Associate to become a part of our Global Compliance Department. This experienced individual will support all facets of Guidepoint's compliance program, offering guidance to our business teams when navigating complex compliance challenges. What You'll Do: Deliver initial and ongoing training for client-facing employees. Address daily inquiries from our sales and service teams. Conduct compliance portal overviews for prospective and current clients. Integrate client-related protocols into our proprietary database. Assist our technology team in implementing compliance controls. What You Have: Required Bachelor's Degree with a strong academic record. At least 2+ years of regulatory compliance experience in financial services (excluding KYC/AML). Self-motivated and proactive attitude. Experience with compliance search tools. Knowledge of financial regulations and due diligence is preferred. Outstanding analytical skills. What We Offer: Flexible work arrangements. Located in the heart of Shanghai CBD. An entrepreneurial environment that encourages autonomy and swift decision-making. A team of ambitious and driven individuals. Competitive salary based on experience. About Guidepoint: Guidepoint is a premier research enablement platform designed to enhance understanding and empower our clients' decision-making processes. With the support of innovative technology, real-time data, and hard-to-source expertise, we assist clients in transforming insights into actionable outcomes. Backed by a network of nearly 1.75 million experts and a workforce of 1,600 employees globally, we provide leading organizations with on-demand intelligence and research tailored to their specific needs.

About the Role Airwallex is hiring a Regulatory Compliance Officer in Shanghai. This position focuses on maintaining compliance with financial technology regulations and standards. The role supports the development, implementation, and monitoring of compliance programs, policies, and procedures. What You Will Do Ensure the organization meets all relevant regulatory requirements in the fintech sector Develop and update compliance programs, policies, and procedures Monitor ongoing compliance and address any issues as they arise Location Shanghai, China

Risk & Compliance TraderJoin AlphaGrep, a premier global quantitative trading firm that excels in algorithmic trading across equities, commodities, forex, and fixed income. With a strong market presence worldwide, we utilize our proprietary low-latency systems and stringent risk control mechanisms to continually develop high-performance trading strategies.Our dedicated AlphaGrep China platform focuses on RMB asset management, catering to institutional investors, family offices, and high-net-worth individuals. We combine deep expertise in the Chinese capital markets with global quantitative research to deliver diversified trading strategies aimed at achieving long-term, stable growth.Key Responsibilities:Trading Risk Identification & Real-Time Monitoring: Monitor trading systems, instructions, and positions comprehensively. Quickly identify and alert on abnormal trading behaviors, dynamically assessing strategy-level risks against market conditions.Risk Intervention & Emergency Order Execution: Independently evaluate risk situations and implement interventions when thresholds are breached. Manage emergency order executions during trading incidents and collaborate with research and risk management teams to resolve issues effectively.Post-Trade Review & Risk Analysis: Conduct after-action reviews of trading activities, analyzing anomalies, reasons for risk triggers, and improvement recommendations for the risk control models.

We are seeking a detail-oriented Product Compliance Specialist to join our dynamic team at Interikea Group. In this role, you will be responsible for ensuring that our products meet regulatory, safety, and quality standards. Your expertise will contribute to the development and implementation of compliance strategies, helping us maintain our commitment to excellence and customer satisfaction.

Join our dynamic team at coins as a Lead Compliance Product Manager. In this pivotal role, you will spearhead compliance initiatives within our innovative crypto exchange platform. Your expertise will be crucial in ensuring that our products adhere to regulatory standards while fostering an environment of compliance excellence. You will collaborate with cross-functional teams to develop and implement compliance strategies, ensuring our products not only meet legislative requirements but also exceed industry standards.

Join Adyen as a Senior Compliance Advisory Officer, where you'll play a pivotal role in ensuring our operations align with regulatory frameworks. Your expertise will guide our teams in navigating compliance challenges while fostering a culture of integrity and transparency. With a focus on risk management and regulatory adherence, you will collaborate with various stakeholders to implement effective compliance strategies.

At AlixPartners, we tackle the most intricate and critical challenges, swiftly transitioning from analysis to action when it matters most. We create lasting value for companies, their employees, and the communities they serve. By recognizing, respecting, and honoring the diverse needs of our workforce, clients, and communities, AlixPartners fosters an inclusive environment. We are committed to enhancing our initiatives, policies, and practices continually, as we believe that diversity enriches our experiences. We hold ourselves accountable by nurturing authenticity, growth, and equity for all.AlixPartners champions a hybrid work model, offering flexibility and supporting our employees’ work-life integration. This model combines in-person work (at client sites or AlixPartners offices) with remote working. While travel is integral to this role, its frequency will vary based on client needs, team dynamics, and individual circumstances.This position is based in Shanghai, China.

Join aumovio as a China Customs Compliance Specialist and play a pivotal role in ensuring our operations adhere to customs regulations across the APAC region. You will be responsible for navigating complex customs requirements, providing expert guidance, and implementing compliance strategies that support our business objectives. If you are detail-oriented and passionate about compliance in a dynamic environment, we want to hear from you!

Join Bosch Group as an Export Control Compliance Manager in Shanghai, where you will play a vital role in ensuring that our operations comply with international trade regulations. You will be responsible for developing, implementing, and maintaining effective export control policies and procedures, while also providing guidance and training to staff on compliance matters.

Key ResponsibilitiesMaintain a comprehensive position summary for the designated business unit.Compile daily profitability reports to assist traders and brokers in assessing the impact of market fluctuations on their positions.Contribute to weekly P&L summaries presented to the Board.Ensure accurate Mark to Market for all transactions.Calculate and disseminate daily price exposure to the Matrix.Oversee profit and loss reporting to guarantee continual accuracy.Conduct ad-hoc analyses as needed by brokers, traders, marketers, and management.Personal AttributesResults-driven with a strong commercial acumen.Exhibits incisive and accurate judgment.Meticulous attention to detail.Exceptional communication and relationship management abilities.Global perspective, capable of navigating organizational and cultural boundaries.Collaborative team player with an open, non-political demeanor and high personal integrity.Dynamic, resilient, and resourceful, with the aptitude to perform accurately under pressure.Innovative thinker with strong problem-solving skills.Vitol Asia is dedicated to equal opportunity for all employees. Globally, we aspire to conduct our business consistent with the UN Global Compact’s ten principles, including human rights, which promote a diverse and inclusive workplace, free from discrimination based on age, gender, race, cultural heritage, ethnicity, sexual orientation, religion, or disability.Only candidates selected for interviews will be contacted.

Join NielsenIQ as a Data Operations Analyst specializing in Client Operations. In this pivotal role, you will collaborate with clients to ensure seamless data management and operational efficiency. Your expertise will help in transforming data into actionable insights that drive strategic decisions.You will be responsible for analyzing client data, troubleshooting issues, and supporting our team in delivering high-quality services. If you are passionate about data and enjoy working in a dynamic environment, we want to hear from you!

Role Overview NielsenIQ is hiring a Qualitative Analyst in Shanghai. This role focuses on turning data into clear, useful insights that help explain consumer behavior and market trends. The position involves frequent collaboration with colleagues from different teams.

Join Payoneer as a Senior Operations Data Analyst and play a pivotal role in transforming raw data into actionable insights that drive our business strategy. Collaborate with cross-functional teams to analyze operational performance and identify areas for improvement. Your expertise in data analysis will help streamline workflows and enhance decision-making processes.

Role overview Dun & Bradstreet is hiring a Senior Project Analyst in Shanghai to support the CEO office. This position reports directly to the President of the region and works closely with senior leadership. The role offers the chance to influence strategic decisions and contribute to the company's direction. Main responsibilities Break down and track progress on company strategic objectives. Support development and improvement of internal processes and systems. Build and monitor operational key performance indicators. Advance strategic projects as assigned by the President. Contribute to company culture initiatives. Accompany visits and help manage relationships with government, clients, and external partners. Facilitate connections with the external AI ecosystem. Collaborate with departments across China to follow up on the President's decisions. Coordinate with global stakeholders to move projects forward and resolve issues. Handle additional tasks as assigned by the President. Requirements Ambitious, self-motivated, and holds high professional standards. Strong attention to detail and ability to deliver results quickly. Strategic thinker who can see projects through to completion. Excellent writing skills, including preparing government documents, speeches, and presentations. Business acumen with the ability to analyze markets and produce data insights independently. Interest and knowledge in AI development. Effective communicator with strong influence skills and emotional intelligence. Professional image and adaptability in external interactions. Comfortable managing multiple tasks and working under pressure. Willing to work outside standard hours and travel frequently. Fluent in spoken and written English. Preferred background 3-5 years of experience, ideally in consulting, investment banking, or finance. Experience as an executive business assistant is a plus. Degree from a 985/211 university or a well-regarded overseas institution; a Master's degree is an advantage. Background in big data, consulting, or investment/funding sectors is preferred.

Join Our Analyst Program: At Applied Value, we pride ourselves on delivering exceptional management consulting services that amplify the value of our clients' enterprises. With a strong presence across three global offices, we offer an extensive array of strategy and operations management solutions. Our unique three-pronged approach integrates management consulting, private equity, and non-profit initiatives. Operating in the US, Europe, and Asia, we blend the deep expertise of a global advisor with the personalized touch of a boutique consulting firm. As a Consulting Analyst at Applied Value, you will primarily focus on our management consulting services. You will be an essential part of our case teams, gaining invaluable experience and exposure to all facets of management consulting. When not traveling for case assignments, you will be based in our Shanghai office, where you will benefit from mentorship through assigned junior and senior coaches throughout your journey with us.

Join NielsenIQ as a Data Modeling Analyst, where you will leverage your analytical skills to develop robust data models that drive business insights and support data-driven decision-making. In this role, you will collaborate with cross-functional teams to analyze complex datasets and provide actionable recommendations to enhance our operations.

Role Overview NielsenIQ is seeking a Senior Qualitative Analyst in Shanghai to guide client decision-making through qualitative research. This role centers on uncovering insights that inform marketing and product strategies for a range of industries. What You Will Do Conduct in-depth qualitative research to explore consumer attitudes and behaviors Synthesize research findings into clear, actionable insights Present recommendations to stakeholders to support their business goals Contribute expertise to shape strategies for marketing and product development