About the job
About the Role
iCapital Network is seeking a dedicated Compliance Analyst/Associate to join our Regulatory and Compliance team. In this pivotal role, you will oversee the review and approval process for investor AML/KYC documentation, with a strong focus on private funds. Your mission will be to ensure adherence to all AML/KYC regulatory obligations while supporting our Legal and Compliance teams with a variety of compliance-related initiatives.
Key Responsibilities
- Review investor/client AML/KYC documentation, manage client communications, and conduct quarterly reporting and ongoing monitoring.
- Perform third-party reliance testing and ongoing monitoring of compliance.
- Collaborate with various business units on new initiatives, providing compliance guidance and support.
- Conduct AML screening reviews and manage disposition processes.
- Assist in preparing for and responding to regulatory inquiries and audits.

