About the job
We are seeking a dedicated individual for the role of Officer 2 in Operational Compliance Services. This entry-level position involves managing AML/KYC and FATCA issues of low to moderate complexity under moderate supervision. The successful candidate will carry out standard compliance tasks independently while gaining a deeper understanding of regulatory frameworks and risk assessment methodologies.
Key Responsibilities
- Implement standard AML/KYC procedures
- Conduct fundamental risk assessments
- Maintain and update regulatory documentation
- Facilitate client communications
- Oversee compliance obligations
- Process FATCA/CRS documentation
- Ensure accuracy and completeness of data
Specific Tasks
- Review KYC documentation for completeness
- Process standard investor onboarding files
- Track compliance deadlines
- Validate FATCA classifications
- Cross-check GIINs against IRS records
- Prepare compliance reports
- Maintain internal tracking systems
- Address routine client inquiries
- Conduct periodic reviews
- Document compliance outcomes
- Adhere to escalation protocols
- Perform additional related duties as required

