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Experience Level
Experience
Qualifications
Qualifications: Juris Doctor from an accredited law school; active bar membership in Illinois; 3-5 years of experience in regulatory compliance or corporate law; strong analytical and problem-solving skills; excellent written and verbal communication abilities; familiarity with investment management regulations.
About the job
Founded in 1986, Marquette Associates is dedicated to delivering top-tier investment consulting services. Our commitment to client service positions us as a trusted partner, ensuring that our clients' interests and objectives are at the forefront of our operations. By combining the real-world experience of our team with innovative and critical thinking, we empower our clients to achieve their financial goals.
The Regulatory & Compliance Attorney will be instrumental in managing the firm's compliance functions. Reporting directly to the Chief Compliance Officer (CCO), this role is essential for ensuring adherence to regulatory mandates, industry standards, and internal policies. The attorney will cultivate a compliance-focused culture within the organization, mitigate risks, and uphold the firm’s reputation. Additionally, they will spearhead the development, implementation, and ongoing maintenance of compliance programs in response to regulatory changes, while also providing legal insights on matters that affect both the firm and its clientele.
About Marquette Associates
Marquette Associates is a leading investment consulting firm, committed to providing unparalleled service and expertise since 1986. Our dedication to client success and innovative thinking distinguishes us in the investment landscape.
Clicking Apply Now takes you to AutoApply where you can tailor your resume and apply.
Unlock Your Potential
Generate Job-Optimized Resume
One Click And Our AI Optimizes Your Resume to Match The Job Description.
Is Your Resume Optimized For This Role?
Find Out If You're Highlighting The Right Skills And Fix What's Missing
Experience Level
Experience
Qualifications
Qualifications: Juris Doctor from an accredited law school; active bar membership in Illinois; 3-5 years of experience in regulatory compliance or corporate law; strong analytical and problem-solving skills; excellent written and verbal communication abilities; familiarity with investment management regulations.
About the job
Founded in 1986, Marquette Associates is dedicated to delivering top-tier investment consulting services. Our commitment to client service positions us as a trusted partner, ensuring that our clients' interests and objectives are at the forefront of our operations. By combining the real-world experience of our team with innovative and critical thinking, we empower our clients to achieve their financial goals.
The Regulatory & Compliance Attorney will be instrumental in managing the firm's compliance functions. Reporting directly to the Chief Compliance Officer (CCO), this role is essential for ensuring adherence to regulatory mandates, industry standards, and internal policies. The attorney will cultivate a compliance-focused culture within the organization, mitigate risks, and uphold the firm’s reputation. Additionally, they will spearhead the development, implementation, and ongoing maintenance of compliance programs in response to regulatory changes, while also providing legal insights on matters that affect both the firm and its clientele.
About Marquette Associates
Marquette Associates is a leading investment consulting firm, committed to providing unparalleled service and expertise since 1986. Our dedication to client success and innovative thinking distinguishes us in the investment landscape.