About the job
Compound Planning is a cutting-edge digital family office powered by AI, managing over $5 billion in assets since 2022. We cater to entrepreneurs, professionals, and retirees by offering tailored financial advisory services combined with innovative technology.
Our diverse team consists of financial advisors, tax experts, investment specialists, product designers, engineers, and operators, all collaborating to create the financial institution of the future.
The Role
As a Trading Associate, you will be a vital member of Compound’s Trade Desk, assisting in portfolio execution across various client accounts.
Your responsibilities will include executing trades, managing portfolio allocations, and ensuring the effective implementation of our investment strategies.
We are looking for a candidate with 2-4 years of experience in trading within a registered investment advisor (RIA) or wealth management context, and who possesses a strong familiarity with Orion Advisor Technology, particularly Eclipse and sleeve-based trading.
In our rapidly evolving firm, priorities may shift swiftly, so we seek a detail-oriented individual with robust operational skills who thrives in a fast-paced environment where both speed and accuracy are crucial.
This position is fully remote.
What You’ll Do
Accurately and efficiently execute trades across equities, fixed income, ETFs, mutual funds, and options.
Implement and rebalance portfolios within a sleeve-based structure.
Manage and trade model portfolios across client accounts.
Utilize Orion Advisor Technology (Eclipse) for trade execution, portfolio rebalancing, and monitoring drift.
Oversee portfolio cash balances, trade settlements, and cash flows to meet liquidity requirements.
Conduct daily reconciliation of previous-day trades to verify completeness and accuracy.
Identify accounts needing action (new cash, new assets, out-of-tolerance positions, or cash raise requests).
Maintain and update custodial restrictions across trading systems.
Collaborate with investment, advisory, and operations teams to ensure seamless portfolio implementation.
Seek opportunities to enhance trading workflows through automation, process improvements, and technology.
Support advisors and client service teams with inquiries related to the Trade Desk.

