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Trading and Operations Analyst

iCapital NetworkBoca Raton, Florida, United States
Hybrid Full-time $65K/yr - $75K/yr

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Experience Level

Entry Level

Qualifications

Qualifications include a Bachelor's degree in Finance or Economics, Series 7 and 63 licenses (or the commitment to obtain them within 4 months of hire), along with a preference for operational or trading experience. Candidates should exhibit strong organizational skills, attention to detail, and possess excellent verbal, written, and interpersonal communication skills. Proficiency in Microsoft Suite, particularly PowerPoint and Excel, is essential, along with the ability to independently escalate and communicate issues effectively.

About the job

About the Role

iCapital Network is seeking a detail-oriented Analyst to bolster our Structured Investments Distribution team, with a specific focus on supporting trading operations. This pivotal role encompasses order entry, security setup, trade break resolution, and month-end closeouts, requiring close collaboration with cross-functional teams, vendors, and clients.

Key Responsibilities

  • Collaborate with trading partners to effectively resolve trade breaks and DKs.
  • Facilitate the transmission of offering documents to RBC for internal securities setup.
  • Assist in the establishment of new accounts at RBC and Bloomberg.
  • Input orders into the iCapital Exchange.
  • Support the month-end calendar closeout process.
  • Verify order accuracy by confirming with RIAs, broker-dealers, and issuers.
  • Execute trades in Bloomberg using TOMs.
  • Monitor TRACE reports and liaise with trading partners to rectify unmatched trades.

Qualifications

  • Bachelor’s degree in Finance or Economics.
  • Possession of Series 7 and 63 licenses, or committed to obtaining them within 4 months from the date of hire.
  • Previous operational or trading experience is highly desirable.
  • Exceptional organizational skills with meticulous attention to detail.
  • Strong verbal, written, and interpersonal communication abilities.
  • Proficiency in Microsoft Suite, particularly PowerPoint and Excel.
  • Ability to escalate issues and communicate them effectively.
  • Self-starter with the capability to work independently.

About iCapital Network

iCapital Network is a leading financial technology firm dedicated to making alternative investments accessible to a wider range of investors. Our innovative platform simplifies the complexities of investing in alternatives, providing clients with unparalleled service and expertise. We foster a collaborative environment where creativity and innovation thrive, enabling us to deliver exceptional value to our clients.

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