RQD Clearing LLC logoRQD Clearing LLC logo

Junior Margin and Risk Analyst

RQD Clearing LLCNew York, NY; United States - Remote
Remote Full-time $75K/yr - $125K/yr

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Experience Level

Entry Level

Qualifications

Qualifications: Bachelor's degree in Finance, Business, Accounting, or a related field. 3-5 years of experience in margin processing, risk review, or similar operations within the securities industry; experience in the clearing industry is a plus. Series 7 license is required (or willingness to obtain upon hire). Strong understanding of margin regulations and risk assessment methodologies. Excellent analytical and problem-solving skills. Effective communication and interpersonal skills.

About the job

Junior Margin and Risk Analyst

Experience Required: 3-5 Years
Location: New York / Remote
Reporting To: Chief Risk Officer

Overview:

We are looking for a motivated Junior Margin and Risk Analyst to join our dynamic team. In this vital role, you will actively monitor client risk exposure and manage margin requirements. The successful candidate will demonstrate 3-5 years of relevant experience in risk review and margin processing within the securities sector. This position provides a fantastic opportunity to collaborate closely with our operations and settlement teams while enhancing your skills in regulatory compliance and risk management at our clearing firm.

Key Responsibilities:

  • Carry out daily risk monitoring, including real-time analysis during trading hours.
  • Assess client positions and account activities to detect potential risk exposures and margin shortfalls.
  • Process and manage margin calls, calculating and confirming requirements while liaising with clients and internal teams for prompt resolution.
  • Ensure adherence to relevant margin rules and regulations, including Regulation T and exchange standards.
  • Conduct compliance reviews and prepare reports.
  • Support quantitative risk assessments for various projects and client onboarding.
  • Manage exceptions and escalate issues as needed.
  • Collaborate with operations and settlement teams to facilitate trade processing, account maintenance, and clearing firm functions.
  • Maintain thorough documentation and reporting of margin activities and risk metrics.

About RQD Clearing LLC

RQD Clearing LLC is a leading provider in the financial services industry, specializing in clearing and settlement solutions. We are committed to delivering exceptional service and innovative solutions to our clients, fostering a culture of integrity, collaboration, and excellence.

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