Ideal candidates will possess strong organizational skills, a proactive mindset, and the ability to manage competing priorities effectively. Previous experience in compliance and operations within a financial services environment is highly desirable.
About the job
Join Seaport Global Securities LLC as a Compliance and Operations Manager in our vibrant Milan office. This dynamic role involves providing crucial support across various key functions including Compliance, Operations, and Office Management. We are looking for a highly organized and proactive individual who can efficiently handle multiple priorities in a fast-paced environment. Your primary responsibility will be to ensure that our operations comply with all relevant laws, regulations, and internal policies, including MiFID, MAR, CONSOB, and the Bank of Italy’s regulations. Additionally, you will oversee adherence to all AML/CTF obligations in accordance with the Bank of Italy’s provisions and EU AML Directives.
In this role, you will also act as the hands-on Operations and Office Manager for our newly launched Milan office, managing day-to-day operational needs, coordinating administrative activities, and ensuring the office operates efficiently and professionally.
About Seaport Global Securities LLC
Seaport Global Securities LLC is a leading financial services firm, specializing in providing comprehensive solutions in the agency brokerage business. Our mission is to deliver exceptional services while adhering to the highest standards of compliance and operational excellence.
This job posting is no longer active and is not accepting applications.
Compliance and Operations Manager at Seaport Global | Milan
Ideal candidates will possess strong organizational skills, a proactive mindset, and the ability to manage competing priorities effectively. Previous experience in compliance and operations within a financial services environment is highly desirable.
About the job
Join Seaport Global Securities LLC as a Compliance and Operations Manager in our vibrant Milan office. This dynamic role involves providing crucial support across various key functions including Compliance, Operations, and Office Management. We are looking for a highly organized and proactive individual who can efficiently handle multiple priorities in a fast-paced environment. Your primary responsibility will be to ensure that our operations comply with all relevant laws, regulations, and internal policies, including MiFID, MAR, CONSOB, and the Bank of Italy’s regulations. Additionally, you will oversee adherence to all AML/CTF obligations in accordance with the Bank of Italy’s provisions and EU AML Directives.
In this role, you will also act as the hands-on Operations and Office Manager for our newly launched Milan office, managing day-to-day operational needs, coordinating administrative activities, and ensuring the office operates efficiently and professionally.
About Seaport Global Securities LLC
Seaport Global Securities LLC is a leading financial services firm, specializing in providing comprehensive solutions in the agency brokerage business. Our mission is to deliver exceptional services while adhering to the highest standards of compliance and operational excellence.